Disclosures
Investment Products: Are Not FDIC Insured • Are Not Bank Guaranteed • May Lose Value
The Huntington Investment Company is a registered broker-dealer, member FINRA and SIPC.
The Huntington Investment Company
Regulatory Disclosures
Order Execution
Through October 17, 2026, The Huntington Investment Company (HIC) routed equity securities and equity options orders to its clearing firm, National Financial Services LLC (NFS) pursuant to a fully disclosed clearing arrangement. NFS selected the exchanges or broker-dealers for execution on behalf of HIC.
Some of the exchanges or broker-dealers may have provided payments to NFS depending upon the characteristics of the order and any subsequent execution. However, other than the clearing arrangement with NFS, HIC did not have any arrangement with the execution venues and HIC did not receive any payment for order flow from NFS or the execution venues. NFS was responsible for disclosing any payment for order flow arrangements separately to HIC customers.
Each quarter, NFS also prepared order routing reporting of HIC customers' non-directed orders subject to SEC Rule 606, including the type and the identity of the broker-dealers or exchanges receiving these orders. The quarterly reporting through October 17, 2026 is available below.
Rule 606 Order Routing Reports
2026:
2025:
2024:
2023: